Asset Management Fees
Asset Size
Advisory Fee
0 - $250,000
1.40%
$250,000 - $500,000
1.00%
$500,000 - $1,000,000
0.90%
$1,000,000 - $2,500,000
0.85%
$2,500,000 - $5,000,000
0.80%
$5,000,000+
0.75%
*The entire household is aggregated to determine the total asset size and fee. Outside assets are not included in the Asset Management Fees.
The fee structure is tiered. For example, if a client has $1,000,000 of household assets, the annual fee is determined as follows:
• $250,000 at 1.40% = $3,500
• $250,000 at 1.00% = $2,500
• $500,000 at 0.90% = $4,500
• Total annual fee = $10,500 or 1.05% total
Comprehensive Wealth Plan Fee
A Comprehensive Wealth Plan is created for new and existing clients who do not have a comprehensive plan.
• $3,600 planning fee
• Half of the fee is collected upfront when the wealth plan agreement is signed
• Remaining balance is collected when the plan is presented
• There is no annual maintenance fee
• Fee is waived for anyone who has at least $300,000 of assets managed by the firm
The Comprehensive Wealth Plan provides the client with the following:
Pension & Retirement Planning – Optimize Retirement Plan of Payment, PLOP, DROP, survivor options, and Social Security timing.
Investment Oversight – Tailored portfolios aligned with your goals and risk tolerance.
Tax Planning – Minimize tax exposure while coordinating with retirement distribution strategies.
Estate Planning Coordination – Ensure your assets are protected and efficiently transferred.
Insurance & Risk Analysis – Evaluate coverage to protect your family and income.
Cash Flow & Debt Management – Plan for today while preparing for the future.
Other – This could include College planning, mortgage analysis, debt management, stock option analysis, business succession planning, etc.
Consultation Fees
• $500 per hour for non-clients
